Crypto Compliance and Regulation
Advice Regulation Crypto
Advice Regulation Crypto is when recommendations about crypto-assets become regulated advice.
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Crypto Regulation
VASP/CASP, MiCA, Travel Rule, AML/KYC vocabulary with jurisdiction and freshness fields.
62 published definitions in this topic.
Back to glossaryShouldEye provides independent informational content based on public and third-party sources. Crypto assets, technologies, risks and regulations can change rapidly and may vary by network, platform and jurisdiction. A valid address, transaction or contract does not prove that a recipient, token or opportunity is legitimate. This is not legal, financial, tax, recovery or professional advice. See Legal Disclaimers
Crypto Compliance and Regulation
Anti-Money Laundering Crypto
Anti-Money Laundering Crypto is controls aimed at detecting and preventing money laundering through virtual assets.
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Beneficial Ownership Crypto
Beneficial Ownership Crypto is identifying natural persons who ultimately own or control crypto accounts or companies.
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Beneficiary Information
Beneficiary Information is recipient identity data accompanying Travel Rule messages.
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Broker Regulation Crypto
Broker Regulation Crypto is rules for intermediaries executing crypto-asset orders for clients.
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CFTC Digital Assets Oversight
CFTC Digital Assets Oversight is U.S. CFTC interest in fraud/manipulation involving certain digital assets and derivatives.
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Competent Authority Crypto
Competent Authority Crypto is the national regulator responsible for authorizing or supervising crypto firms.
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Complaints Handling Crypto
Complaints Handling Crypto is required processes for handling customer complaints at regulated firms.
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Consumer Redress Crypto
Consumer Redress Crypto is limited and jurisdiction-specific avenues for redress after crypto losses.
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Consumer Warning Crypto
Consumer Warning Crypto is regulator statements highlighting high risk of loss in cryptoassets.
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Cross-Border Crypto Service
Cross-Border Crypto Service is providing crypto services into a country where local licensing may still be required.
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Crypto Compliance Program
Crypto Compliance Program is policies, controls, and monitoring a VASP/CASP uses to meet AML/CFT duties.
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Crypto Marketing Rules
Crypto Marketing Rules is jurisdiction-specific restrictions on how crypto products may be advertised.
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Crypto-Asset Service Provider
Crypto-Asset Service Provider is an EU MiCA term for authorized providers of crypto-asset services.
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Custody Regulation Crypto
Custody Regulation Crypto is rules for safekeeping crypto-assets on behalf of clients.
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DeFi Compliance Perimeter
DeFi Compliance Perimeter is uncertainty about which DeFi arrangements are regulated entities versus software.
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Disclosure Duty Crypto
Disclosure Duty Crypto is obligations to disclose key risks and information to clients or the market.
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EBA Crypto Oversight
EBA Crypto Oversight is European Banking Authority roles touching certain crypto-asset topics under EU rules.
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Enforcement Action Crypto
Enforcement Action Crypto is public regulator actions against firms or persons for crypto-related violations.
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ESMA Crypto Guidance
ESMA Crypto Guidance is European Securities and Markets Authority materials relevant to MiCA and crypto markets.
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Exchange Regulation Crypto
Exchange Regulation Crypto is rules governing trading platforms that list or match crypto-asset orders.
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FATF Virtual Assets Recommendations
FATF Virtual Assets Recommendations is FATF standards urging countries to regulate virtual asset activities and Travel Rule compliance.
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FCA Cryptoasset Register
FCA Cryptoasset Register is UK FCA registration context for certain cryptoasset businesses — verify on official registers.
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FinCEN Virtual Currency Guidance
FinCEN Virtual Currency Guidance is U.S. FinCEN materials describing when crypto businesses may be money transmitters.
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Fit and Proper Crypto
Fit and Proper Crypto is suitability assessments for controllers and managers of regulated crypto firms.
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Governance Token Regulatory Risk
Governance Token Regulatory Risk is risk that governance tokens are analyzed as securities or other regulated instruments.
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Hosted Wallet
Hosted Wallet is a wallet or account hosted by a VASP/custodian on behalf of a customer.
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Howey Test Crypto Context
Howey Test Crypto Context is the investment-contract test often discussed when analyzing token offerings.
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Illicit Finance Risk Crypto
Illicit Finance Risk Crypto is the risk virtual assets are used for money laundering, sanctions evasion, or fraud proceeds.
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Insider Dealing Crypto
Insider Dealing Crypto is trading on material nonpublic information about a crypto-asset or issuer where laws apply.
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Jurisdiction Shopping Risk
Jurisdiction Shopping Risk is firms choosing light-touch venues while soliciting customers elsewhere — a consumer red flag.
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Licensing Passporting MiCA
Licensing Passporting MiCA is EU concepts allowing authorized CASPs to provide services across Member States under MiCA conditions.
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Market Abuse Crypto
Market Abuse Crypto is legal frameworks prohibiting insider dealing and manipulation in crypto markets where applicable.
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Markets in Crypto-Assets Regulation
Markets in Crypto-Assets Regulation (MiCA) is the European Union framework governing certain crypto-asset issuers and service providers.
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Mixer Interaction Compliance Risk
Mixer Interaction Compliance Risk is elevated account freezes when deposits are linked to mixing services.
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Money Services Business Crypto
Money Services Business Crypto is a U.S. regulatory category that can include certain crypto exchangers and transmitters.
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Money Transmitter License Crypto
Money Transmitter License Crypto is state-level U.S. licensing that may apply to crypto transmission businesses.
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NFT AML Perimeter
NFT AML Perimeter is debates and rules about when NFT platforms fall inside AML regimes.
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Originator Information
Originator Information is sender identity data accompanying Travel Rule messages.
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Peer-to-Peer Exchange Compliance
Peer-to-Peer Exchange Compliance is AML expectations that can still apply to P2P crypto exchange businesses.
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Privacy Coin Compliance Risk
Privacy Coin Compliance Risk is heightened delisting and monitoring risk for privacy-enhanced assets at regulated platforms.
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Prudential Requirements Crypto
Prudential Requirements Crypto is capital and safeguarding expectations for certain authorized crypto firms.
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Recordkeeping Crypto
Recordkeeping Crypto is retention of customer and transaction records required of regulated crypto businesses.
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Registration Versus Authorization
Registration Versus Authorization is the distinction between being registered for AML and being authorized to offer regulated services.
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Regulatory Status Claim
Regulatory Status Claim is a marketing statement about licenses; always verify on official registers.
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Safeguarding Client Crypto Assets
Safeguarding Client Crypto Assets is segregation and protection practices for customer crypto held by a firm.
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Sanctions Screening Crypto
Sanctions Screening Crypto is checking addresses and customers against sanctions lists before allowing activity.
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SEC Crypto Securities Analysis
SEC Crypto Securities Analysis is U.S. securities-law analysis of whether a crypto asset offering is a security.
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Significant ART
Significant ART is a MiCA classification for certain asset-referenced tokens meeting significance criteria.
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Significant EMT
Significant EMT is a MiCA classification for certain e-money tokens meeting significance criteria.
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Source of Funds Crypto
Source of Funds Crypto is documentation requests about where deposited assets originated.
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Source of Wealth Crypto
Source of Wealth Crypto is documentation about how a customer accumulated overall wealth.
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Stablecoin Issuer Regulation
Stablecoin Issuer Regulation is rules applying to issuers of fiat-referenced tokens under frameworks such as MiCA.
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Staking Service Regulation
Staking Service Regulation is emerging rules and guidance around custodial staking and earn products.
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Suspicious Activity Report Crypto
Suspicious Activity Report Crypto is a report filed by covered institutions about potentially suspicious crypto-related activity.
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Threshold Transfer Crypto
Threshold Transfer Crypto is transfer sizes that trigger Travel Rule or reporting obligations under local rules.
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Transaction Monitoring Crypto
Transaction Monitoring Crypto is ongoing surveillance for unusual or high-risk crypto activity.
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Unauthorized Crypto Firm
Unauthorized Crypto Firm is a firm offering services without required local registration or authorization.
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Unhosted Wallet
Unhosted Wallet is a regulatory phrasing for self-custody wallets not hosted by a VASP.
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Virtual Asset Service Provider
Virtual Asset Service Provider is a FATF-oriented term for businesses that exchange, transfer, or custody virtual assets for customers.
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